Optional Governance

AI Tool Approval Workflow

When your organization needs documented AI tool governance, these materials describe optional approval workflows, decision tracking, and governance records.

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Product Works Immediately. Governance When You Need It.

Workplace AI Certification protects AI interactions automatically. Tool approval workflows are optional for organizations that need documented governance decisions.

Default (No Approval Required)

  • Teams use approved AI tools (ChatGPT, Claude, etc.)
  • Workplace AI Certification protects data automatically
  • No approval workflows required
  • Works immediately

Optional Governance Mode

  • Employee requests new AI tool
  • Governance team reviews request
  • Approval/denial documented
  • Decision logged for audit

Who Needs AI Tool Approval Workflows?

Regulated Industries

Healthcare, financial services, and legal organizations with strict technology approval requirements.

Enterprise IT Governance

Large organizations with formal change management and tool approval processes for all software.

Audit Documentation

Organizations that need to demonstrate documented oversight of AI tool adoption for compliance audits.

How Tool Approval Works

1

Employee Submits Request

Employee wants to use a new AI tool (e.g., "GitHub Copilot for code generation"). They submit a request via the Portal.

2

Governance Team Reviews

IT, Security, Compliance, or Privacy teams review the request based on your organization's criteria (security, cost, necessity, etc.).

3

Decision Documented

Approval or denial is documented with rationale, reviewer name, and timestamp in the Governance Decision Log.

4

Employee Notified

Employee is notified of approval or denial. If approved, tool is added to the AI Tool Registry for authorized use.

5

Audit Trail Created

Decision is preserved in the Portal for compliance audits and governance oversight reporting.

What's Captured in Approval Workflow

Request Details

Tool name, use case, business justification, requester identity, and date submitted.

Review Information

Reviewer name, review date, risk assessment, and security evaluation notes.

Decision & Rationale

Approved/denied status, rationale for decision, conditions or limitations if applicable.

Audit Trail

Timestamped record of entire approval workflow for compliance documentation.

Governance Decision Log

All AI tool approval decisions are logged in the Portal's Governance Decision Log — providing a complete audit trail of AI oversight activity.

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Example Approval Scenarios

? Approved: GitHub Copilot for Development

Request: Engineering team requests GitHub Copilot for code assistance.
Decision: Approved with Workplace AI Certification redaction enabled to protect internal API endpoints.
Rationale: Productivity benefit outweighs risk with data protection controls in place.

? Approved: Claude for Business Analysis

Request: Business team requests Claude for report writing and data analysis.
Decision: Approved for non-confidential data; restricted from client-specific analysis.
Rationale: Low-risk use case with clear boundaries on sensitive data.

? Denied: Unvetted AI Research Tool

Request: Researcher requests new experimental AI tool for data processing.
Decision: Denied pending security review.
Rationale: Unknown data handling practices; vendor security assessment required.

Toolkit & templates

Access practical templates, workflow examples, and implementation guides to support your AI tool governance process.

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Need AI Tool Governance?

See how Workplace AI Certification provides optional tool approval workflows when governance requires documented decisions.

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